John Szeto

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John Szeto

CONSULTANT

John Szeto is a Consultant with FSC specialising in assisting clients on regulatory and financial crime compliance issues for a variety of firms including banking and securities markets.

He started his career with Malayan Banking Berhad in London in 1985. His career development took him on to Postipankki, Tokai Bank, Deutsche Bank, Standard Bank, Royal Insurance Asset Management, Republic National Bank of New York, Yasuda Trust Europe, Garban, Bluestone Capital Partners, US Bancorp Piper Jaffray Securities; CFN (UK), Metropol (UK), Natixis, and CIMB Securities. He has been a compliance consultant since 2010.

He has extensive experience as CF10 (Compliance Oversight) and CF11 (MLRO) for a number of brokers/dealers. John has hands-on experience of forex and money markets, stocklending, repo government bonds, internal audit and compliance ranging from small to global investment banks. He is an Associate of the Chartered Institute for Securities and Investment.