Terms and Conditions


This web-site is issued in the United Kingdom by The Compliance Register. The Compliance Register is the UK-based international organisation for compliance professionals working in the financial services industry.

This web-site is published solely for informational purposes and has no regard to the specific objectives, financial situation or particular needs of any person. Information contained herein is believed to be reliable but no warranty is given as to its accuracy or completeness and views and opinions, whilst given in good faith, are subject to change without notice.

The entire contents of this web-site are subject to copyright with all rights reserved. You may download or print individual sections of the site for your personal use and information only provided that you retain all copyright and other proprietary notices. You may not reproduce (in whole or in part), transmit (by electronic means or otherwise), modify, link into or use for any public or commercial purpose the site without the prior written permission of The Compliance Register. You must not transmit any virus or other item of a destructive nature to the site and it is your responsibility to ensure that whatever you download or select for your use from the site is free from such items.

All personal data will be collected, owned and managed by our sister company Financial Services Compliance Limited in accordance with data protection requirements. As a matter of policy, we will never ask you for sensitive personal data such as date of birth or mother’s maiden name.

This website uses cookies to collect general information which helps us to understand your needs and to provide you with a better service by responding to you as an individual. We collect:-

  • Name, job title and name of firm.
  • Contact information such as email address, telephone number and postal address.
  • Other information relevant to our events, for example, if you have a food allergy for events where food is to be served.

We use this information for:-

  • Providing services to you
  • Providing you with information of our events.
  • Providing you with updates on regulatory developments.
  • Contacting you for market research purposes.

For more details, please refer to our Data Privacy Policy.

You can set your web browser not to accept cookies. However, this may prevent you from benefiting fully from the features of this website.

Payments made in error to our bank account can only be refunded by cheque and subject to a minimum administration charge of £40 plus VAT. Refund cheques will only be sent after funds have cleared. We reserve the right to carry out due diligence checks before making a refund. We may, at our discretion, agree to send refunds electronically but only if our charges and other bank charges are deducted from the refund.

Where a link (whether or not authorised) to another web-site exists, The Compliance Register does not accept responsibility for the content of such site nor the products, services or other items offered through that site.

This site is established in the United Kingdom by The Compliance Register in accordance with and shall be governed by, and your browsing in and use of the site shall be deemed acceptance of, the laws of England and Wales. A condition of using the site is that in the event of any dispute or proceeding you irrevocably submit to the exclusive jurisdiction of the English Courts and waive any objection to proceedings in such courts on the grounds of venue or on the grounds that the proceedings have been brought in an inconvenient forum.

Each time you use the site, a condition of use is that you comply with the above terms