The Compliance Register
The official website of The Compliance Register
The Compliance Register was founded in 1995 as a financial services industry group dedicated to assisting Senior Managers and “Compliance Professionals” with their professional needs. By “Compliance Professionals” we mean “all compliance officers and staff, Money Laundering Reporting Officers, anti-Financial Crime and other relevant professionals.” We have long recognised that compliance cannot be effective without the support of senior management. It is therefore our policy to encourage CEOs and MDs to take an active interest in compliance matters and to register as members.
Our members come from a wide range of financial sectors (in the UK and internationally) ranging from banking, asset management, securities trading, corporate finance, venture capital, life assurance, pensions, financial advisers, general insurance and mortgages.
Annually, we have an active professional education programme consisting of conferences, workshops and seminars which have been developed by practitioners for practitioners. We also hold The Compliance Register Platinum Awards® for Exemplary Service to Compliance and Regulation which gives recognition for excellence and raises money for selected charities.
For further information please contact our Secretariat on (01908) 322450 or go to the relevant pages of our website.