OUR CONSULTING TEAM
FSC has a highly experienced team of consultants covering compliance and regulation including financial crime issues for the financial services industry.
The team has access to a carefully selected pool of associates.
FINANCIAL SERVICES COMPLIANCE LIMITED: OUR CONSULTING TEAM
Quality is paramount in everything we do.
With this in mind, FSC has access to a carefully chosen pool of consultants and associates who meet our quality standards. In addition to a broad knowledge of the financial services industry, each of our consultants and associates has considerable expertise in their own particular fields. By grouping appropriate skills and experience together for each assignment, we offer a first-class cost-effective service to our clients.
The senior members of our consulting team are shown on this page.
Ben Goh Managing Director Our managing director is R Ben Goh who is a Chartered Secretary, Chartered Governance Professional, founder member of The Compliance Register and a member of The Society of Expert Witnesses. Ben Goh has extensive compliance experience of investment management, investment banking, collective investment schemes, securities trading, venture capital, corporate finance, lifeAugust 6, 2016
Clive Briault Senior Consultant Clive Briault is a Senior Consultant with FSC. Clive has a wealth of experience and expertise in regulation, gained from ten years as a senior regulator at the Financial Services Authority (FSA) and eighteen years at the Bank of England. Clive is a consultant to financial institutions and regulatory agencies bothAugust 6, 2016
Alan Brener Senior Consultant Alan Brener is a senior consultant with FSC. He has extensive experience of retail and commercial banking having worked for Santander UK where he was responsible for the compliance and retail legal departments and regulatory policy. Prior to Santander, he was head of compliance for the retail banking division ofAugust 6, 2016
Brian Bendle PI Specialist Brian Bendle is a specialist consultant on professional liability insurance products. In an increasingly dangerous world, it is vitally important that firms manage their risks properly and this is even more so for “common platform” MiFID firms. One of the methods of managing key risks is to have proper bespoke insuranceAugust 6, 2016
Chris Taylor Strategy Adviser Chris Taylor is a highly experienced compliance professional and his work includes delivering strategic compliance and business advice to help clients in growing their businesses. Following graduation in Social Sciences in 1968, Chris Taylor has spent his career within the financial services industry, working predominantly within the fields of Banking and Asset Management.August 6, 2016