- August 6, 2016
- Posted by: shovan
- Category: Teams
Our managing director is R Ben Goh who is a Chartered Secretary, founder member of The Compliance Register and a member of The Society of Expert Witnesses. Ben Goh has extensive compliance experience of investment management, investment banking, collective investment schemes, securities trading, venture capital, corporate finance, life assurance, wholesale markets, pensions and retail products in the context of the UK and other international regulatory requirements. He has a track record of setting and achieving exemplary compliance standards. He has acted as compliance consultant to a wide range of regulated businesses (including small, medium, large and global firms) and assisted in the attainment of high compliance standards. He has helped ambitious small firms and start-ups to grow and become global players.
He is often called upon to act as expert witness in litigation cases involving financial services regulation.
As Chairman of The Compliance Register, he has led many compliance training events both in the UK and overseas. He is Editor of The Compliance Digest, the monthly journal of The Compliance Register.
He can be contacted directly on 070500 74208 or 07954 104534.